Time to Read: 13 minutes Practices: Capital Markets Printer-Friendly Version Overview On December 14, 2022, the Securities and Exchange Commission (the “SEC”) adopted amendments to Rule 10b5-1(c) under the Securities Exchange Act of 1934 (the “Exchange Act”) and sure different
SEC Adopts Final Rules Regarding 10b51 Trading Plans And Disclosure Of Insider Trading Policies And Related Matters
On December 14, 2022, the united states Securities and Exchange Commission (“SEC”) adopted ultimate guidelines (1) including new conditions relevant to Rule 10b5-1 trading plans, (2) requiring disclosure of insider trading insurance policies and procedures and the adoption, modification or