Click for PDF On December 14, 2022, the Securities and Exchange Commission (“SEC” or “Commission”), in a rare unanimous vote, adopted final rules on the affirmative defense to insider trading liability and new disclosures associated to insider trading. The ultimate
SEC Adopts Final Rules Regarding 10b51 Trading Plans And Disclosure Of Insider Trading Policies And Related Matters
On December 14, 2022, the united states Securities and Exchange Commission (“SEC”) adopted ultimate guidelines (1) including new conditions relevant to Rule 10b5-1 trading plans, (2) requiring disclosure of insider trading insurance policies and procedures and the adoption, modification or