Time to Read: 13 minutes Practices: Capital Markets Printer-Friendly Version Overview On December 14, 2022, the Securities and Exchange Commission (the “SEC”) adopted amendments to Rule 10b5-1(c) under the Securities Exchange Act of 1934 (the “Exchange Act”) and sure different
SEC Adopts Significant Changes To Rule 10b51 Trading Regime And Related Disclosures
The last rules are effective 60 days after publication within the Federal Register, which underneath regular publication timeframes would imply the foundations would take effect in late February 2023. The new circumstances won’t apply to current plans or plans entered